Regulator accuses senior management of failing to follow whistleblowing policies
Barclays has been slapped with a $15m (£12m) fine by a New York regulator over attempts by chief executive Jes Staley and senior management to unmask a whistleblower.
The New York state department of financial services said its investigation found “shortcomings in governance, controls and corporate culture relating to Barclays’ whistleblowing function”.
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